Financial Regulatory & Compliance
In today’s complex and highly regulated business environment, companies and other organizations face multiple legal, regulatory and compliance challenges that affect their daily operations and business reputation. To successfully navigate this complicated legal landscape, businesses need expert guidance and support. Our lawyers have in-depth knowledge in this area and help ensure that organizations meet their legal obligations and adhere to the highest business standards. Comprehensive legal services are essential for businesses of all sizes, not only to ensure compliance but also to enhance trustworthiness.
Our team provides advice to a wide range of regulated market participants and other organizations to manage potential risks and ensure compliance with legal requirements in the FinTech industry. Our financial regulatory and compliance legal services include:
- Advising on matters relating to Anti-Money Laundering (AML),
- Conducting regulatory audit and due diligence,
- Representation before regulatory authorities,
- Drafting internal company policies and procedures,
- Conducting risk assessment and developing risk management plans,
- Conducting compliance training for employees and management,
- Advising on targeted financial sanctions compliance,
- Regulatory assessment of applicable laws and regulations for specific activities,
- Conducting compliance monitoring and providing insights on all regulatory changes and updates,
- Advising on all matters related to regulatory reporting,
- Advising on any other compliance related matters.